General Exchange Act

Results: 639



#Item
291Financial system / Registered Investment Advisor / Financial Industry Regulatory Authority / Registered representative / Securities Exchange Act / Financial adviser / Self-regulatory organization / Broker-dealer / General Securities Principal Exam / United States securities law / Financial economics / Finance

Page 24 of 59 Exhibit 3a SR-FINRA[removed]General Securities Principal Qualification Examination

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2014-08-06 08:24:10
292Investment / Stock market / United States Securities and Exchange Commission / Regulation NMS / Mathematical finance / Flash trading / Payment for order flow / Order / Securities Exchange Act / Financial markets / Financial economics / Finance

Janet McGinness EVP & Corporate Secretary General Counsel, NYSE Markets Legal & Government Affairs 20 Broad Street

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2012-04-12 14:05:35
293Health insurance exchange / Politics / Health / 111th United States Congress / Patient Protection and Affordable Care Act / Presidency of Barack Obama

South Carolina General Assembly 120th Session, [removed]H[removed]STATUS INFORMATION

Add to Reading List

Source URL: www.scstatehouse.gov

Language: English - Date: 2013-12-16 12:24:10
294

Filing under Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a­12 of the Securities Exchange Act of 1934 Filing by: Media General, Inc. Subject Company: Media G

Add to Reading List

Source URL: mediageneral.com

Language: English - Date: 2014-04-25 16:06:29
    295United States Securities and Exchange Commission / Stock market / Financial economics / Finance / Investment / Securities Act / Securities Exchange Act / Security / U.S. Securities and Exchange Commission / SEC filings / United States securities law / 73rd United States Congress

    FORM 211 General Instructions Complete this form to initiate or resume quotations in a quotation medium, as defined in Rule 15c211(e)(i) under the Securities Exchange Act of[removed]Act) including, but not limited to,

    Add to Reading List

    Source URL: www.otcbb.com

    Language: English - Date: 2014-07-08 09:58:14
    296Wells Fargo / 9 / Software development / Video game development / LIN TV Corporation / Electronic Arts

    Filing under Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a­12 of the Securities Exchange Act of 1934 Filing by: Media General, Inc. Subject Company: Media G

    Add to Reading List

    Source URL: mediageneral.com

    Language: English - Date: 2014-03-26 09:00:51
    297Financial markets / Investment / Stock market / Regulation NMS / Financial regulation / Short selling / U.S. Securities and Exchange Commission / Securities Exchange Act / Mary Schapiro / Financial economics / United States Securities and Exchange Commission / Finance

    Leonard J. Amoruso General Counsel March 7, 2012 Ms. Elizabeth M. Murphy Secretary

    Add to Reading List

    Source URL: www.sec.gov

    Language: English - Date: 2012-03-08 14:28:58
    298Financial system / Finance / Financial Industry Regulatory Authority / General Securities Principal Exam / General Securities Representative Exam / Securities Exchange Act / Securities research / U.S. Securities and Exchange Commission / Financial analyst / United States securities law / Professional certification in finance / Financial economics

    SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]August 5, 2014 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiven

    Add to Reading List

    Source URL: www.sec.gov

    Language: English - Date: 2014-08-06 08:23:52
    299Business / United States Securities and Exchange Commission / Financial economics / Finance / 73rd United States Congress / Securities Act / Proxy statement / Securities Exchange Act / Forward-looking statement / Stock market / SEC filings / United States securities law

      Filing under Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a­12 of the Securities Exchange Act of 1934 Filing by: Media General, Inc. Subject Company: Media

    Add to Reading List

    Source URL: mediageneral.com

    Language: English - Date: 2014-03-23 11:06:47
    300Software development / Video game development / Electronic Arts / Entertainment Software Association

      Filing under Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a­12 of the Securities Exchange Act of 1934 Filing by: Media General, Inc. Subject Company: Media

    Add to Reading List

    Source URL: mediageneral.com

    Language: English - Date: 2014-04-29 08:17:37
    UPDATE